A Smarter Strategy for Independence

LPL Capabilities Brochure

The Power of Affiliation

Supporting Your Financial Advisor Who Serves You

Effective wealth management is enhanced by the right partner. In the same way you benefit from the knowledge and guidance of your financial advisor, you benefit from the insights and oversight of LPL.

By affiliating with us, you has chosen to strengthen and elevate the services they provide to help guide you toward your financial goals.

As the nation’s largest independent broker/dealer1, an RIA custodian, and leading provider of third-party brokerage services to banks and credit unions, we back the wisdom and experience of your advisor with an enormous catalog of services and resources, such as:

  • Objective market research
  • Compliance oversight
  • Innovative technology
  • Ongoing practice consulting and training


1As reported in Financial Planning Magazine (1996-2018) based on total revenue

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